Jay joined Buzzacott in August 2008 and he is currently a Senior Manager in our Corporate Assurance team.
His role and career have progressed since joining in 2008, with his particular focus within the team being on providing assurance to entities operating within the financial services industry. His areas of specialist knowledge are CASS audits for investment businesses (with a focus on those entities holding client money) and investment manager track record reviews.
As well as advising on regulatory areas of compliance, Jay masterminds statutory audits, CASS audits, financial reporting work and bespoke assurance and advisory work for FCA-regulated clients, across a variety of business areas:
- Asset managers
- Investment advisers
- Broker dealers
- Payment services providers/e-money issuers
- Peer-to-peer lending/investment platform operators
In order to provide clients with a holistic service, Jay works closely with Buzzacott’s Financial Sector Outsourcing team and specialist tax teams.