News – 08.10.24
Buzzacott advises Haines Watts North London on its sale to Duncan & Toplis
Discover how Buzzacott advised Haines Watts North London on its sale to Duncan & Toplis … Read more
Insight – 04.10.24
Autumn Budget: How could this affect your finances?
With the Autumn Budget fast approaching, many are concerned about the impact it may have on their finances. … Read more
Upcoming event – 07.11.24
VAT on private school fees webinar
Join us for an exclusive webinar on the new VAT policy for private schools. … Read more
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The helpful guidance gives a clear explanation of the ‘self-assessment’ that firms need to complete and what the FCA will be looking for. The full guidance can be found here.
I would strongly recommend that you read through the guidance which is in self-explanatory bullet points format and covers the FCA’s take on: Financial resources; Systems and controls; Governance and culture; Wind-down planning; Adequate capital resources; Adequate liquid resources; and Risk management and controls framework.
If you would like further explanation, you will find our recent article on the above subject, published in AIMA’s latest journal. You can read the article here.
You can watch our recent webinar, 'The FCA's capital adequacy framework' here.
If you would like to speak to one of our FCA regulatory experts, you can contact Priya through the details above, speak to your usual Buzzacott contact or send us a message via the form below and we'll be in touch shortly.
The helpful guidance gives a clear explanation of the ‘self-assessment’ that firms need to complete and what the FCA will be looking for. The full guidance can be found here.
I would strongly recommend that you read through the guidance which is in self-explanatory bullet points format and covers the FCA’s take on: Financial resources; Systems and controls; Governance and culture; Wind-down planning; Adequate capital resources; Adequate liquid resources; and Risk management and controls framework.
If you would like further explanation, you will find our recent article on the above subject, published in AIMA’s latest journal. You can read the article here.
You can watch our recent webinar, 'The FCA's capital adequacy framework' here.
If you would like to speak to one of our FCA regulatory experts, you can contact Priya through the details above, speak to your usual Buzzacott contact or send us a message via the form below and we'll be in touch shortly.
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