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Read more by Priya Mehta

COVID-19: FCA statement on SMCR - expectations of solo-regulated firms
The FCA acknowledges that firms will need to review their governance arrangements and make appropriate changes where…
Read more 20200407
Regulatory Capital – Is it adequate for the times ahead?
On 17 April the FCA provided an update on financial resilience for FCA solo-regulated firms, with a clear message that…
Read more 20200612
12 June 2020
The FCA’s latest guidance advises having ‘Skin in the game’
The helpful guidance gives a clear explanation of the ‘self-assessment’ that firms need to complete…
Read more 20200612
26 June 2020
A new UK prudential regime for MiFID investment firms – one year to prepare
A new UK prudential regime for MiFID investment firms – the one-year countdown begins. …
Read more 20200626
IFPR – A new regime, a new landscape for investment firms
We are delighted to publish the second insight of our series of articles on the new prudential regime.…
Read more 20200716
IFPR - implementation delayed by six months
The third insight in our series of articles on the new prudential regime.…
Read more 20201119
CP20/24 - FCA consult on new prudential regime for investment firms (IFPR)
The third insight in our series of articles on the new prudential regime.…
Read more 20210107
Investment Firms’ Prudential Regime (IFPR) – Act now
With less than a year left for implementation, preparing for the FCA’s IFPR effective 1 January 2022 should be at the…
Read more 20210217
The FCA releases its second IFPR consultation paper (CP21/7)
The FCA has now published it’s long awaited second consultation paper CP21/7.…
Read more 20210420
Investment Firms Prudential Regime (IFPR) – initial assessment and risk management expectations
The implementation date for IFPR is fast approaching. Is your firm prepared?…
Read more 20210527
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