‘Investment Firms Prudential Regime’ (IFPR) – the BIG questions

Date: Thursday 9 February 2023

Timings:

8.30am: Registration & breakfast

9:00am: Seminar begins

9:50am: Q&A following by networking

Format: In-person breakfast seminar

Location: Buzzacott, 130 Wood Street, London, EC2V 6DL

Register your place

It's been one year since the IFPR was implemented across the sector and during this period, the FCA has been collating information from firms through regulatory returns, notifications and surveys.

The ‘big unknown’ question remains - how is the FCA analysing your firm’s data?

As a regulator, the FCA has shifted to a ‘data-driven risk assessment approach’ towards supervising investment firms. The FCA’s ‘Data Dashboard’ is designed to identify emerging issues and to ensure appropriate action is taken, it's vital that your firm is not only submitting correct data to the FCA, but also demonstrating that you've integrated the IFPR into your business operations and compliance in a holistic manner. 

Our regulatory specialists will address the following:

• WHY? – Why do we still need to discuss IFPR?
• WHAT? – What are the pitfalls and what could become the bigger issues if not dealt with promptly?
• HOW? – How can you fix the problems?
• WHEN? – Thinking ahead - tasks for 2023

 Who should attend?

COOs, CFOs, CEOs and those responsible for operations, compliance, and finance within your firm

Our speakers:

• Priya Mehta
• Edward Fullard
• Angus Peagam