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News – 10.04.24

Form PF: Are you up to speed with the latest developments?

Through this insight we will bring to your attention the main changes in a bitesize manner so that you can stay abreast of the requirements as they may apply to your firm. … Read more

Insight

Tax relief on heritage assets: Am I eligible?

For assets considered to be of national heritage, relief from Capital Gains Tax and Inheritance Tax is available. … Read more

Upcoming event – 29.04.24

Governance code updates and advice for Further Education colleges from Buzzacott and the ESFA

Join Buzzacott and the ESFA for a governance update for further education colleges … Read more

Find us quickly

130 Wood Street, London, EC2V 6DL
enquiries@buzzacott.co.uk T +44 (0)20 7556 1200

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Regulatory reporting and advisory services

As a financial services firm, you face ever-changing and complex reporting requirements. Let our award-winning regulatory reporting and advisory team look after you, so that we become your trusted partners to navigate the regulatory landscape.

We make it our business to understand yours. That way we can help you accommodate new regulations quickly, painlessly, and efficiently. Giving you one less distraction, and more time to focus on what matters.

What we can offer your firm

What Buzzacott can offer your business:

Prudential reporting - including the calculations and preparations of regulatory returns that sit under the MIFID and AIFMD legislations
Annex IV reporting - under the Alternative Investment Fund Managers Directive (AIFMD), including multi-jurisdictional reporting across all jurisdictions in the EU
Form PF, CPO-PQR reporting service
Advisory services on the set-up of appropriate capital structuring
Advisory services relating to financial adequacy rules under both MiFID and AIFMD specifically for firms operating as ‘Collective Portfolio Management Investment’ firms
Preparation of ‘Internal Capital Adequacy and Risk Assessment’ process documentation (ICARA) in compliance with MIFIDPRU 7, including detailed financial projection and stress testing analysis, including reverse stress testing
Consultation and preparation of ‘wind down plans’ as per the FCA’s guidance set out in the ‘WDPG’
Preparation of complex monitoring workbooks tailored to the investment firm’s needs, monitoring of capital and liquidity adequacy, including metrics under the ‘Overall Financial Adequacy Rule’
Supporting FCA authorisation and variation of permission (VoP) applications, especially regarding financial projections, stress testing, ICARA and wind-down plan documentation.
Preparation of public disclosures along with the application of remuneration codes
Consultation on SM&CR, liquidity policies, close links & controllers reporting, remuneration policies etc.
Support with CASS compliance