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Regulatory Reporting Upcoming Deadlines

Below is a list of upcoming deadlines for FCA regulatory returns and Transparency / Portfolio data reporting submissions that firms need to adhere to.
 
Click on the dates below to add them to your Outlook calendar and be notified when your returns and submissions are due.
FCA Regulatory Reporting Deadlines

FCA Regulatory returns to be submitted on RegData

Deadline: 29 January 2025

Deadline: 12 February 2025

FSA029 Balance Sheet FSA029 Consolidated Balance Sheet (2)
FSA030 Profit and Loss Account FSA030 Consolidated Profit and Loss Account (2)
MIF001 Own Funds MIF001 Consolidated Own Funds (2)
MIF002 Liquid Assets MIF002 Consolidated Liquid Assets (2)
MIF003 Monitoring Metrics MIF003 Consolidated Monitoring Metrics (2)
MIF004 Non-K-CON Concentration Risk (1) MIF004 Consolidated Non-K-CON Concentration Risk (1),(2)
MIF006 Group Capital Test (2) Complaints DISP 1 Ann 1R (3)
FIN066 Capital adequacy for CPM firms FSA038 Volumes and type of business (3)
FIN067 Additional Reporting for CPMI Firms FSA039 Client Money and Client Assets (3)

Deadline: 26 March 2025

REP-CRIM Financial Crime Report (3)

Deadline: 25 April 2025

FIN-A Annual Report and Accounts (3)

Deadline: 30 April 2025

MIF008 Remuneration (3)
REP001 Close Links Report (3)
REP002 Controllers Report (3)

 

Transparency / Portfolio Reporting Deadlines

Transparency / Portfolio data reporting - Annex IV, Form PF and CPO-PQR

Deadline: 31 January 2025

Deadline: 01 March 2025

Deadline: 30 April 2025

AIF001 AIFMD - Manager Data Form PF for large Hedge Fund Advisers (4) Form PF for Private Fund Advisers (Annual filers) (5)
AIF002 AIFMD - Fund Data Form CPO-PQR (4)  

 

(1) applicable to Non-SNI

(2) applicable to Investment Firm Groups

(3) applicable to firms with December year end

(4) 60 calendar days from the quarter end

(5) 120 calendar days from the fiscal year end

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