FCA regulated business in need of audit?
As valuable a process as it is, few organisations relish an audit. In fact, most find it an unwelcome burden. Thankfully no-one understands that better than Buzzacott’s award-winning FCA audit team. Our aim? Stress-free, not stressful.
We’ll ask the right questions to get to know your business well and anticipate your needs. In short, we will save you time, money and reputation-troubling hitches, working swiftly to spot potential problems before they grow into compliance deal breakers.
We also undertake client asset (CASS) audits for FCA regulated firms.
Meet FCA reporting deadlines on time every time
Our regulatory experts can help with your GABRIEL filing needs – including capital adequacy submissions for CRD IV, AIFMD, BIPRU and Exempt CAD firms. Compliance with regulations now needs to be thought about in advance of starting a regulatory business. The impact is not just on account of increased costs, but regulations drive certain key business decisions such as structure, location and capital employed. We aim to make the regulatory reporting obligation for our clients as simplified and seamless as possible.