Client money (CASS) assurance
Many FCA-regulated firms, such as Designated Investment Firms and Mortgage and General Insurance Firms, need a CASS Assurance Report as required by the FCA’s Client Asset Sourcebook (CASS) rules, as well as a statutory audit.
There are two types of CASS Assurance Report that we can provide:
- Reasonable Assurance Reports – a ‘positive opinion’ that the firm is correctly applying the CASS requirements.
- Limited Assurance Reports – a report that states we have found nothing to indicate that the firm has breached the CASS requirements.
The type of report required depends on your firm’s activities and permissions. Our report will be tailored to your needs.
The CASS client money rules are a complex and detailed area. At Buzzacott, our dedicated specialist CASS team has an in-depth understanding of these rules and how they can impact on your firm. We have years of experience delivering quality, relevant CASS Assurance Reports.