FCA reporting

The financial services industry has seen some significant regulatory changes in recent years. From the ‘relatively’ straight forward capital adequacy reporting rules, the reporting requirements are now at an unprecedented level of complexity. Also, most reporting requirements are now quarterly as opposed to half-yearly or annual; which makes the whole reporting cycle a ‘continuous’ exercise.

The pace of change is beyond our control but our focus has been on developing a thorough understanding of all the intricate regulations that have affected businesses in all fields (asset management, corporate finance, advisory, brokerage services etc.) We aim to make the regulatory reporting obligation for our clients as simplified and seamless as possible and integrate some of the on-going monitoring requirements within the financial reporting services. 


  • Assistance with FCA application projections
  • Preparation and review of the requisite FCA returns
  • Advice on appropriate capital structures and monitoring of capital resources
  • Assistance and guidance in conducting the Pillar 2 Internal Capital Adequacy Assessment Process (ICAAP)
  • Preparation of Pillar 3 Capital disclosures along with the applicable remuneration codes.
  • Preparation and consultation of COREP returns under the Capital Requirements Directive IV (CRD IV) and Annex IV reporting under the Alternative Investment Fund Managers Directive (AIFMD)
  • Assistance with the preparation of ‘Recovery plan’ under the ‘Recovery and Resolution Directive’
Contact us
Priya Mehta, Director
E mehtap@buzzacott.co.uk
T (0)207 556 1372

Jonathan Aseervatham, Senior Manager
E aseervathamj@buzzacott.co.uk
T (0)20 7556 1260

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